Confirm you're meeting every obligation your sector actually requires.
A compliance audit checks your adherence to the specific regulatory framework, licence conditions, or contractual obligations that apply to your business — which, depending on your sector, can span far beyond financial reporting into labour law, environmental regulation, or sector-specific licensing.
It exists to answer one question clearly: are you actually meeting the obligations you're supposed to be meeting, across every applicable law — not just the ones that show up in your financial statements.
Enquire About Compliance AuditCommon wherever a licence, regulator, or contract requires proof of ongoing compliance — not just financial accuracy.
Regulated entities — NBFCs, insurance intermediaries, and similar — that require periodic compliance certification.
Businesses with multi-state or multi-law exposure, spanning labour law, environmental regulation, or FEMA.
Entities under a lender or investor covenant requiring an independent compliance audit.
Businesses preparing for licence renewal or a regulatory inspection, wanting to close gaps before the regulator finds them.
Having these ready before fieldwork begins keeps things on schedule.
Maps every applicable law first, then checks against it — nothing assumed, nothing skipped.
A full account of what was checked and what was found.
A working checklist of every law and licence that applies to you.
Every gap found, with risk rating and recommended action.
Formal certification, where the applicable regulation prescribes one.
It depends on your sector — company law, labour law, environmental regulation, FEMA, and sector-specific rules (RBI, SEBI, IRDAI) are all in scope where they apply to you. We map this at the start of engagement.
Statutory and tax audits focus on financial statements and tax positions. A compliance audit is broader — it checks adherence to any law or licence condition that applies, financial or not.
We rate it by risk and help you build a corrective action plan. For serious gaps, we'll also flag any disclosure or reporting obligations that may follow.
Typically annually, or as prescribed by your specific regulator or lender covenant — we'll confirm the right cadence for your situation.
Yes — through our Advisory and Managed Services, we can help implement the corrective actions, not just identify them.
Tell us your sector and licences, and we'll scope the audit.
